Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philippe Crane (Crane), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Crane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on April 23, 2025.
CLIENT ALLEGED THAT COVERED CALL OPTION STRATEGY RECOMMENDED TO HIM WAS NOT IN HIS BEST INTERESTS. 2024