Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Stair (Stair), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Stair recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on December 11, 2023.
Claimant alleges, inter alia, misrepresentation with respect to failure to disclose the risks associated with corporate bond investments – 2022