Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philip Hoang (Hoang), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hoang recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,737,815.00 on October 10, 2025.
Claimant alleges, inter alia unsuitability with respect to investments and Liquidity Access Line -2021 to 2025