Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Phil Andrews (Andrews), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Andrews recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $43,000.00 on August 03, 2023.
Advisor made unsuitable recommendation of alternative investment from March 2016.