Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Burton (Burton), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Burton recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on May 09, 2022.
The client alleges that the financial advisor did not invest their funds in a portfolio aligned with their risk tolerance.