Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Antevy (Antevy), currently associated with Fmsbonds, INC., has at least one disclosable event. These events include one customer complaint, alleging that Antevy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on June 23, 2020.
Claim alleges that the broker ‘mislead and enticed’ customer into investing in low rated junk bonds.