Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Analovitch (Analovitch), currently associated with Charles Schwab & Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Analovitch recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $42,692.94 on October 24, 2022.
The client alleges in June 2020 the representative provided poor advice regarding the purchase of IBOXX Investment Grade Bond ETF (LQD) and the subsequent recommendation to continue to hold the shares.