Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Paul Alwine (Alwine), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Alwine recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,910.51 on October 19, 2022.
The client alleges an unauthorized purchase of a premium priced CD.