Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Trammell (Trammell), previously associated with Lion Street Financial, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Trammell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint on May 06, 2020.
Client alleges the COLI policies issued to them in 2006 and 2008 were misrepresented to them and unsuitable for their needs.