Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Mcintyre (Mcintyre), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Mcintyre recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $25,045.97 on April 24, 2023.
Claimant alleges that certain transactions were not executed timely, which resulted in losses in the account. Activity period: July to September 2022