Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Klenner (Klenner), currently associated with Thrivent Investment Management INC., has at least one disclosable event. These events include one customer complaint, alleging that Klenner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,411.52 on July 02, 2024.
Client alleged RR failed to enter variable annuity subaccount transfer as directed in January 2024.