Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Gilbride (Gilbride), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Gilbride recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $6,000.00 on September 13, 2022.
Client alleges FA bought mutual funds in his account without discussing the investments.