Securities Lawyers Blog
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Broker Patrick Cusick (Cusick), currently employed by LPL Financial LLC has been subject to at least one disclosable event. These events include one customer complaint. According to records kept by The Financial Industry Regulatory Authority (FINRA), Cusick’s most recent customer complaint alleges that Cusick recommended unsuitable investments in structured products and makes allegations concerning misconduct relating to the handling of the customer’s accounts.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $22,000.00 on September 18, 2025.
Claimant alleges misrepresentation associated with the purchase of a structured note which resulted in losses.