Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Palladium Capital Group, LLC. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Palladium Capital Group is an investment banking broker-dealer that arranges best-efforts underwritings, private placements, and PIPE transactions and advises on mergers and acquisitions, including reverse mergers. Organized in Delaware, the firm began operations in April 2004 and is headquartered on West 57th Street in New York City.
Palladium Capital Group, LLC – By the Numbers: