Osaic Wealth

Broker Kevin Kuehn in Osaic Wealth, INC. Firm Has Customer Complaint

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Kuehn (Kuehn), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kuehn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $200,000.00 on February 16, 2024.

Claimant alleges their RR recommended unsuitable Oil and Gas investments.

There are Recent Customer Complaints with Broker John Bussa in Firm Osaic Wealth, INC.

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Bussa (Bussa), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Bussa recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 16, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas investment.

Broker James Mcdermott in Osaic Wealth, INC. Firm Has Customer Complaint

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Mcdermott (Mcdermott), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcdermott recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on February 16, 2024.

As per Raymond James & Assocaites filing, clients allege every transaction involving the purchase or sale of a security in their Raymond James accounts violated the Illinois Securities Law.

Broker John Hibshman in Osaic Wealth, INC. Firm Has Customer Complaint

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Hibshman (Hibshman), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hibshman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $100,000.00 on February 16, 2024.

Claimants allege their RR recommended an unsuitable Oil and Gas investment.

Broker Leon Levinson in Osaic Wealth, INC. Firm Has Customer Complaint

June 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Leon Levinson (Levinson), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Levinson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $50,000.00 on February 16, 2024.

Claimant alleges their RR recommended an unsuitable Oil and Gas Investment

There are Recent Customer Complaints with Broker Louis Wargo in Firm Osaic Wealth, INC.

May 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Louis Wargo (Wargo), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Wargo recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $137,000.00 on March 07, 2024.

Claimant alleges unsuitable recommendation and sale of an alternative investment.

There are Recent Customer Complaints with Broker Eric Marshall in Firm Osaic Wealth, INC.

May 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Eric Marshall (Marshall), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Marshall recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 18, 2024.

Claimant alleges unsuitable recommendation and sale of alternative investment and unauthorized trading in bond portfolio.

There are Recent Customer Complaints with Broker Jason Smith in Firm Osaic Wealth, INC.

May 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Smith (Smith), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Smith recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 18, 2024.

Claimant alleges unsuitable recommendation and sale of alternative investment.

Broker Marc Minor in Osaic Wealth, INC. Firm Has Customer Complaint

May 26, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Minor (Minor), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Minor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on March 18, 2024.

Claimant alleges unsuitable recommendation and sale of alternative investment and unauthorized trading of bond portfolio.

There are Recent Customer Complaints with Broker Jason Mieras in Firm Osaic Wealth, INC.

May 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Mieras (Mieras), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Mieras recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $114,000.00 on March 22, 2024.

Customers allege misrepresentation of two variable annuities purchased in 2019 and poor recommendation/advice to liquidate one of such. Customers further allege investments made in an advisory account from 2021 to 2022 were unsuitable.