Osaic Wealth

There are Recent Customer Complaints with Broker Les Barber in Firm Osaic Wealth, INC.

February 14, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Les Barber (Barber), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Barber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on June 10, 2021.

Claimant alleges the representative recommended an investment that was unsuitable.

Broker Margaret Suite Arnold in Osaic Wealth, INC. Firm Has Customer Complaint

February 11, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Margaret Suite Arnold (Suite Arnold), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Suite Arnold recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 01, 2021.

Customer alleges the firm did not conduct adequate due diligence.

There are Recent Customer Complaints with Broker Jon Taylor in Firm Osaic Wealth, INC.

February 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jon Taylor (Taylor), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Taylor recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on November 30, 2025.

Customer alleges unauthorized trading of an equity position and misrepresentation of a variable universal life policy by the financial professionals.

There are Recent Customer Complaints with Broker Elizabeth Valenti in Firm Osaic Wealth, INC.

February 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Elizabeth Valenti (Valenti), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Valenti recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on November 30, 2025.

Customer alleges unauthorized trading of an equity position and misrepresentation of a variable universal life policy by the financial professionals.

There are Recent Customer Complaints with Broker Rajvinder Budwal in Firm Osaic Wealth, INC.

February 2, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rajvinder Budwal (Budwal), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Budwal recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,001.00 on July 08, 2021.

Claimants allege the representative recommended an investment that was unsuitable.

Broker Buddy Levy in Osaic Wealth, INC. Firm Has Customer Complaint

January 30, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Buddy Levy (Levy), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Levy recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $8,154.00 on July 28, 2021.

Client alleges advisor took direction from her husband on March 12th, 2020 and March 19th, 2020 for mutual fund exchanges in her IRA account without written authorization.

Broker Nicholas Wolanyk in Osaic Wealth, INC. Firm Has Customer Complaint

January 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Wolanyk (Wolanyk), previously associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wolanyk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint with a damage request of $850,000.00 on August 06, 2021.

CLAIMANTS ALLEGE MISPRESENTATION AND INSUFFICIENT INFORMATION IN RECOMMENDATION OF PRODUCT in or about 2019.

There are Recent Customer Complaints with Broker Max Larsen in Firm Osaic Wealth, INC.

January 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Max Larsen (Larsen), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Larsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 24, 2021.

Claimants allege that the representative recommended investments that were unsuitable.

Broker Craig Hauger in Osaic Wealth, INC. Firm Has Customer Complaint

January 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Hauger (Hauger), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hauger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 26, 2021.

The Claimant alleges the financial professional recommended an alternative investment that was unsuitable.

There are Recent Customer Complaints with Broker Robert Kasten in Firm Osaic Wealth, INC.

January 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Kasten (Kasten), previously associated with Osaic Wealth, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Kasten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 08, 2021.

Claimants allege their registered representative recommended an unapproved outside securities transaction, misrepresentation, negligent supervision, and breach of contract.