Osaic Wealth

Broker Nicholas Wolanyk in Osaic Wealth, INC. Firm Has Customer Complaint

January 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Wolanyk (Wolanyk), previously associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Wolanyk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint with a damage request of $850,000.00 on August 06, 2021.

CLAIMANTS ALLEGE MISPRESENTATION AND INSUFFICIENT INFORMATION IN RECOMMENDATION OF PRODUCT in or about 2019.

There are Recent Customer Complaints with Broker Max Larsen in Firm Osaic Wealth, INC.

January 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Max Larsen (Larsen), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Larsen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 24, 2021.

Claimants allege that the representative recommended investments that were unsuitable.

Broker Craig Hauger in Osaic Wealth, INC. Firm Has Customer Complaint

January 26, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Craig Hauger (Hauger), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Hauger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on August 26, 2021.

The Claimant alleges the financial professional recommended an alternative investment that was unsuitable.

There are Recent Customer Complaints with Broker Robert Kasten in Firm Osaic Wealth, INC.

January 25, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Kasten (Kasten), previously associated with Osaic Wealth, INC., has at least 4 disclosable events. These events include 4 customer complaints, alleging that Kasten recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 08, 2021.

Claimants allege their registered representative recommended an unapproved outside securities transaction, misrepresentation, negligent supervision, and breach of contract.

Broker Alan Douglass in Osaic Wealth, INC. Firm Has Customer Complaint

January 23, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alan Douglass (Douglass), currently associated with Osaic Wealth, INC., has at least 3 disclosable events. These events include 3 customer complaints, alleging that Douglass recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on September 27, 2021.

From the period of 2012 -9/27/2021, Claimant alleges his account was overconcentrated in alternative investments.

Broker Michael Callahan in Osaic Wealth, INC. Firm Has Customer Complaint

January 21, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Callahan (Callahan), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Callahan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on October 12, 2021.

Customer alleges that the representative misrepresented the tax implications in connection to the surrender of an annuity.

There are Recent Customer Complaints with Broker Dustin Ward in Firm Osaic Wealth, INC.

January 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Dustin Ward (Ward), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Ward recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on October 27, 2021.

Customer alleges representative recommended an unsuitable real estate investment trust in 2013.

Broker Randall Raymond in Osaic Wealth, INC. Firm Has Customer Complaint

January 18, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Randall Raymond (Raymond), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Raymond recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on November 10, 2021.

Customer alleges breach of fiduciary duty, negligence, and breach of contract with regard to the sale of GPB Automotive Portfolio, LP

Broker Jack Jones in Osaic Wealth, INC. Firm Has Customer Complaint

January 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jack Jones (Jones), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Jones recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $100,000.00 on November 22, 2021.

CLAIMANTS ALLEGE THAT A RECOMMENDATION OF A PRIVATE PLACEMENT INVESTMENT DID NOT MEET THEIR NEEDS AND OBJECTIVES, WAS NOT ADEQUATELY DISCLOSED, AND THAT THE FIRM DID NOT CONDUCT ADEQUATE DUE DILIGENCE ON THE OFFERING.

There are Recent Customer Complaints with Broker Sergio Kindler in Firm Osaic Wealth, INC.

January 7, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sergio Kindler (Kindler), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Kindler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 30, 2025.

THE CLAIMANT ALLEGES THAT THE RECOMMENDATION OF A MUNICIPAL BOND FUND WAS NOT IN KEEPING WITH HER INVESTMENT NEEDS AND OBJECTIVES, AND THAT FULL DISCLOSURE WAS NOT MADE REGARDING THE RISKS ASSOCIATED WITH THE INVESTMENT.