Osaic Wealth

There are Recent Customer Complaints with Broker Michael Palumbos in Firm Osaic Wealth, INC.

July 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Palumbos (Palumbos), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Palumbos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 26, 2020.

The clients allege the RR provided a poor recommendation in regard to surrendering four annuities in May of 2019, as the resulting tax impact was greater than expected.

There are Recent Customer Complaints with Broker Lee Kramer in Firm Osaic Wealth, INC.

July 5, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lee Kramer (Kramer), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Kramer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $62,000.00 on August 04, 2020.

Allegations of unsuitable investment recommendations related to a business development company.

Broker Rodney Boelter in Osaic Wealth, INC. Firm Has Customer Complaint

July 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rodney Boelter (Boelter), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Boelter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,000.00 on April 13, 2020.

The complainant alleges that in 2020, the rep didn’t make transactions within his account as instructed, which caused him to lose money.

Broker Jason Shelby in Osaic Wealth, INC. Firm Has Customer Complaint

July 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jason Shelby (Shelby), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shelby recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 15, 2020.

CLAIMANTS ALLEGE THEIR ACCOUNTS WERE OVERCONCENTRATED IN REIT’s AND ALTERNATIVE INVESTMENTS.

There are Recent Customer Complaints with Broker James Shelby in Firm Osaic Wealth, INC.

July 3, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Shelby (Shelby), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Shelby recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 15, 2020.

CLAIMANTS ALLEGE THEIR ACCOUNTS WERE OVERCONCENTRATED IN REIT’s AND ALTERNATIVE INVESTMENTS

Broker Brett Jenson in Osaic Wealth, INC. Firm Has Customer Complaint

July 2, 2026 | by Staff Attorney

Currently financial advisor Brett Jenson (Jenson), currently employed by brokerage firm Osaic Wealth, INC. has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a settled customer complaint on August 06, 2020.

Claimant alleges RR sold unsuitable investments, including several non-traded REITs.

There are Recent Customer Complaints with Broker Rodney Boelter in Firm Osaic Wealth, INC.

June 28, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rodney Boelter (Boelter), currently associated with Osaic Wealth, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Boelter recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,000.00 on April 13, 2020.

The complainant alleges that in 2020, the rep didn’t make transactions within his account as instructed, which caused him to lose money.

Broker Curtis Luckman in Osaic Wealth, INC. Firm Has Customer Complaint

June 19, 2026 | by Staff Attorney

The law offices of Gana Weinstein LLP are currently investigating claims that Broker Curtis Luckman (Luckman) has been accused by investors of engaging in fraudulent misappropriation of their funds. According to records kept by The Financial Industry Regulatory Authority (FINRA), it appears that Luckman was employed by Osaic Wealth, INC. at the time of the activity. If you have been a victim of Luckman’s alleged misconduct our firm may be able to assist you in recovering funds.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on January 28, 2026.

Claimants allege that since at least 2012 financial professional unlawfully solicited investments in promissory notes sold by two private investment funds, the Income Advantage Fund LLC I and Income Advantage Fund LLC II, both of which he is alleged to have fraudulently managed and used to misappropriate investor funds.

There are Recent Customer Complaints with Broker Gary Yontz in Firm Osaic Wealth, INC.

June 19, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gary Yontz (Yontz), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Yontz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000.00 on January 23, 2026.

Customer alleges unauthorized trading of Church & Dwight Inc common stock by the financial professionals between 2017 and 2018.

There are Recent Customer Complaints with Broker Melissa Williams in Firm Osaic Wealth, INC.

June 17, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Melissa Williams (Williams), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Williams recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $36,000.00 on May 02, 2026.

Customer alleges that representative recommended unsuitable investments prior to March 2024, including alternative/illiquid products, that were inconsistent with the customer\\u2019s risk tolerance and objectives, resulting in losses.