Osaic Wealth

There are Recent Customer Complaints with Broker Airung Liu in Firm Osaic Wealth, INC.

December 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Airung Liu (Liu), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Liu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 14, 2022.

The Statement of Claim alleges the financial professional recommended an investment that was not suitable for the Claimant.

There are Recent Customer Complaints with Broker Anthony Giuliano in Firm Osaic Wealth, INC.

December 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Anthony Giuliano (Giuliano), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Giuliano recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 24, 2022.

During the period of 2015-2022, Claimant alleges breach of fiduciary duty and negligence relating to the sale of real estate investment trusts.

Broker Kevin Polheber in Osaic Wealth, INC. Firm Has Customer Complaint

December 9, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kevin Polheber (Polheber), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Polheber recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on January 31, 2022.

Misrepresentation and Omission, Breach of Fiduciary Duty

Broker Patrick Chitwood in Osaic Wealth, INC. Firm Has Customer Complaint

December 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Patrick Chitwood (Chitwood), previously associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Chitwood recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on March 02, 2022.

Claimant alleges negligence, overconcentration, and unsuitable recommendations with regard to alternative investments.

Broker Thomas Povinelli in Osaic Wealth, INC. Firm Has Customer Complaint

December 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Povinelli (Povinelli), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Povinelli recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $275,000.00 on March 18, 2022.

The claimants allege that the recommendation of an alternative investment product was not in keeping with their investment objectives and needs, and that the firm and the representative did not research the investment adequately before making the recommendation to the clients.

There are Recent Customer Complaints with Broker Gregory Fockler in Firm Osaic Wealth, INC.

December 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Fockler (Fockler), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Fockler recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $5,000.00 on April 01, 2022.

Client alleges that the liquidation of an equity holding was unauthorized.

Broker Peter Bryan in Osaic Wealth, INC. Firm Has Customer Complaint

November 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Peter Bryan (Bryan), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Bryan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 29, 2022.

Claimants allege the RR recommended an unsuitable Oil & Gas investment.

Broker Linda Ventura in Osaic Wealth, INC. Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Ventura (Ventura), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Ventura recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on July 07, 2022.

The claimant alleges unsuitability, common law fraud, breach of contract, negligent supervision and breach of fiduciary duty involving the purchase of First Capital REIT.

Broker Alex Pritsker in Osaic Wealth, INC. Firm Has Customer Complaint

November 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alex Pritsker (Pritsker), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Pritsker recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $250,000.00 on August 30, 2022.

The client alleges the registered representative recommended an unsuitable variable annuity exchange in November 2018.

Broker Kamran Aghili in Osaic Wealth, INC. Firm Has Customer Complaint

November 6, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kamran Aghili (Aghili), currently associated with Osaic Wealth, INC., has at least one disclosable event. These events include one customer complaint, alleging that Aghili recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $5,000.00 on September 01, 2022.

Customer alleges that representative went forward with variable annuity purchase contrary to her instructions.