Securities Lawyers Blog
The securities attorneys at Gana Weinstein LLP represent investors in their disputes with brokerage firms, such as Osaic Services, Inc.. Our firm can analyze your accounts and investments in order to determine if there was any broker misconduct in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct such as unsuitable investments, unauthorized trading, excessive trading, or investment fraud.
Osaic Services is a broker-dealer within the Osaic wealth management network that provides securities distribution for the Osaic platform. Formed in Delaware in 2004, the firm is part of Osaic, which consolidated eight legacy broker-dealer brands including FSC Securities, Royal Alliance Associates, SagePoint Financial, Securities America, Triad Advisors, Woodbury Financial Services, American Portfolios, and Infinex Investments into a single platform.
Osaic Services, Inc. – By the Numbers: