Oriental Financial Services LLC Tag Archives

Broker Juan Gonzalez Rivera in Oriental Financial Services LLC Firm Has Customer Complaint

August 6, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Gonzalez Rivera (Gonzalez Rivera), currently associated with Oriental Financial Services LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Gonzalez Rivera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $160,000.00 on May 26, 2020.

Period nov 2013.alleges concentration in puerto rico , misrepresentation risk, unsuitable.

There are Recent Customer Complaints with Broker Juan Gonzalez Rivera in Firm Oriental Financial Services LLC

May 4, 2026 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Juan Gonzalez Rivera (Gonzalez Rivera), currently associated with Oriental Financial Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gonzalez Rivera recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $160,000.00 on May 26, 2020.

Period nov 2013.alleges concentration in puerto rico , misrepresentation risk, unsuitable.

There are Recent Customer Complaints with Broker Sergio Moure Torres in Firm Oriental Financial Services LLC

December 25, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sergio Moure Torres (Moure Torres), currently associated with Oriental Financial Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moure Torres recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $6,000.00 on January 27, 2022.

Moure Torres was a subject of the customer’s complaint against his member firm that asserted the following causes of action: breach of fiduciary duty; misrepresentation; omission of facts; unauthorized trading; unsuitability of investments; breach of Article 1536 of the Civil Code of Puerto Rico; and negligent supervision.

There are Recent Customer Complaints with Broker Sergio Moure Torres in Firm Oriental Financial Services LLC

December 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sergio Moure Torres (Moure Torres), currently associated with Oriental Financial Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moure Torres recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a award / judgment customer complaint with a damage request of $6,000.00 on January 27, 2022.

Moure Torres was a subject of the customer’s complaint against his member firm that asserted the following causes of action: breach of fiduciary duty; misrepresentation; omission of facts; unauthorized trading; unsuitability of investments; breach of Article 1536 of the Civil Code of Puerto Rico; and negligent supervision.

There are Recent Customer Complaints with Broker Alexis Crespo Perez in Firm Oriental Financial Services LLC

June 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexis Crespo Perez (Crespo Perez), currently associated with Oriental Financial Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Crespo Perez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on February 07, 2024.

Claimants are senior investors who claim lost lifetime savings because of unsuitable recommendations to purchase and HOLD investments,\, overconcentration and misrepresentations made by RESPONDENT to Claimants.