Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexis Crespo Perez (Crespo Perez), currently associated with Oriental Financial Services LLC, has at least one disclosable event. These events include one customer complaint, alleging that Crespo Perez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $95,000.00 on February 07, 2024.
Claimants are senior investors who claim lost lifetime savings because of unsuitable recommendations to purchase and HOLD investments,\, overconcentration and misrepresentations made by RESPONDENT to Claimants.