Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Orian Fridner (Fridner), previously associated with Independent Financial Group, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fridner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $120,000.00 on February 20, 2026.
Alleges investment was unsuitable