Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Omar Gomez Dominguez (Gomez Dominguez), previously associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Gomez Dominguez recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on June 25, 2025.
Customer alleges misrepresentation and unsuitable recommendation regarding managed account investment. Activity dates July 2019 – September 2021.