Nylife Securities LLC

There are Recent Customer Complaints with Broker Seth Bassin in Firm Nylife Securities LLC

November 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seth Bassin (Bassin), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bassin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 23, 2022.

Customer alleges that she was not informed of the tax conseqences resulting from the July 2021 transfer of the proceeds from her Variable Annuity at another Firm to a managed account with Eagle Strategies.

There are Recent Customer Complaints with Broker Katelyn Cordido Reese in Firm Nylife Securities LLC

November 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Katelyn Cordido Reese (Cordido Reese), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include one customer complaint, one regulatory event, alleging that Cordido Reese recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 22, 2025.

Customer alleged that the Non-Broker Dealer Affiliate Whole Life Insurance policy she purchased in May 2022 contains signatures that she did not provide nor authorize.

There are Recent Customer Complaints with Broker Souad Zayed in Firm Nylife Securities LLC

November 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Souad Zayed (Zayed), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Zayed recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on October 10, 2025.

The customer alleges that the premiums for two variable universal insurance policies purchased in July were more than discussed.

Broker Adam Peacock in Nylife Securities LLC Firm Has Customer Complaint

November 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adam Peacock (Peacock), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Peacock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 25, 2022.

Customer alleges that his specific instructions on July 18, 2021 to transfer the allocation of his Variable Annuities to conservative investments were not completed; resulting in market losses.

There are Recent Customer Complaints with Broker Seth Bassin in Firm Nylife Securities LLC

November 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Seth Bassin (Bassin), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Bassin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 23, 2022.

Customer alleges that she was not informed of the tax conseqences resulting from the July 2021 transfer of the proceeds from her Variable Annuity at another Firm to a managed account with Eagle Strategies.

Broker Janice Reid in Nylife Securities LLC Firm Has Customer Complaint

November 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Janice Reid (Reid), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Reid recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $11,070.51 on June 06, 2022.

Customer alleges that his Variable Annuity was not surrendered in a timely manner and he was misled regarding the surrender value of his annuity. The annuity was purchased on September 16, 2021.

Broker Kathy Moritz in Nylife Securities LLC Firm Has Customer Complaint

November 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kathy Moritz (Moritz), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Moritz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $62,617.98 on June 02, 2022.

The customer expressed concerns regarding the rollover of her 403b funds into a qualified fixed annuity in April 2021. The customer alleged she was advised the rollover of her 403b funds would be into a traditional IRA and that she had no knowledge of an annuity product. She alleged she was unaware she could not allocate funds as desired and the policy had liquidity limitations and could not be surrendered. The customer requested that her premium be returned in full.

There are Recent Customer Complaints with Broker Danielle Jordan in Firm Nylife Securities LLC

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danielle Jordan (Jordan), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Jordan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 01, 2022.

Customers allege the two separate Variable Annuity policies they purchased in January 2021 and February 2021, respectively, were understood to provide a guarantee of the principal for a one-time fee, however they now allege this understanding was incorrect.

Broker Nuzha Petro in Nylife Securities LLC Firm Has Customer Complaint

November 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nuzha Petro (Petro), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Petro recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 06, 2022.

Customer alleges the Variable Annuity policy he purchased in June 2021 was originally understood to provide a promotional fixed rate, however he states that he was not made aware of the conditions of the promotion at the time of sale that resulted in his not receiving the promotional fixed rate.

There are Recent Customer Complaints with Broker Sophie Cook in Firm Nylife Securities LLC

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sophie Cook (Cook), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Cook recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 29, 2022.

Customer alleges the Variable Universal Life insurance policy he purchased in August 2021 was originally understood to be an investment growth account that would allow for withdrawals without any fees.