Nylife Securities LLC

Broker Jeremy Meger in Nylife Securities LLC Firm Has Customer Complaint

June 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeremy Meger (Meger), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 31, 2024.

Customer alleges the three (3) separate Variable Annuity policies she purchased beginning in January 2019 – March 2021, were not suitable recommendations and requests a waiver of surrender charges.

Broker Lacey Neuman in Nylife Securities LLC Firm Has Customer Complaint

June 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lacey Neuman (Neuman), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Neuman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 06, 2024.

The Customer alleges the recommendation to replace his surrender charge-free variable annuity with two (2) fixed annuities in May 2023 resulted in a new surrender charge schedule and new fees. The customer has requested the rescission of the fixed annuities and the restoration of the variable annuity.

Broker Douglas Farris in Nylife Securities LLC Firm Has Customer Complaint

June 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Douglas Farris (Farris), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Farris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $190,400.00 on February 07, 2024.

The customers allege they were misled and inadequately educated when they purchased a variable universal life insurance policy in October 2012. The customers have requested reimbursement of all premiums paid since the inception of the policy.

Broker John Howell in Nylife Securities LLC Firm Has Customer Complaint

June 4, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Howell (Howell), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Howell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 06, 2024.

The Customer alleges the recommendation to replace his surrender charge-free variable annuity with two (2) fixed annuities in May 2023 resulted in a new surrender charges schedule and new fees. The customer has requested the rescission of the fixed annuities and the restoration of the variable annuity.

There are Recent Customer Complaints with Broker Rodney Ferguson in Firm Nylife Securities LLC

June 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rodney Ferguson (Ferguson), previously associated with Nylife Securities LLC, has at least 6 disclosable events. These events include 6 customer complaints, alleging that Ferguson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on February 09, 2024.

Customer alleges that the Variable Universal Life Insurance policy she purchased in August 2022 was not adequately explained as it is not sustainable with regards to her current financial abilities.

Broker Chris Benson in Nylife Securities LLC Firm Has Customer Complaint

May 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chris Benson (Benson), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Benson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 06, 2024.

The Customer alleges he was misled when he purchased a variable universal life policy in December 2022.

There are Recent Customer Complaints with Broker Greyson Kilmer in Firm Nylife Securities LLC

May 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Greyson Kilmer (Kilmer), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kilmer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 07, 2024.

The policyowners allege the variable annuities they purchased in June and July 2021 respectively do not meet their retirement needs and request to terminate the variable annuity policies and waive or modify the surrender charges.

There are Recent Customer Complaints with Broker Pamela Lizanich in Firm Nylife Securities LLC

May 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Pamela Lizanich (Lizanich), previously associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Lizanich recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $499,999.00 on March 14, 2024.

Claimants allege the Representative recommended illiquid, complex and unsuitable alternative investments. Further, claimant alleges that representative altered forms and made materially false and misleading statements regarding the investments.

There are Recent Customer Complaints with Broker Ashley Woodard in Firm Nylife Securities LLC

May 27, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ashley Woodard (Woodard), previously associated with Nylife Securities LLC, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Woodard recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $499,999.00 on March 14, 2024.

Claimants allege the Representative recommended illiquid, complex and unsuitable alternative investments. Further, claimant alleges that representative altered forms and made materially false and misleading statements regarding the investments.

Broker Michael Nichols in Nylife Securities LLC Firm Has Customer Complaint

May 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Nichols (Nichols), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Nichols recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 24, 2024.

With regard to a fixed annuity policy purchased in April 2016, the Policyowner alleged the funds, received from another firm, were intended as a retirement investment and due to inaccurate information received from the RR, she missed growth opportunity for several years.