Nylife Securities LLC

There are Recent Customer Complaints with Broker Cynthia Barreira in Firm Nylife Securities LLC

November 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Cynthia Barreira (Barreira), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Barreira recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $175,000.00 on October 17, 2022.

Claimant alleges that the recommendation to purchase 2 variable annuities in July and August 2021 was not consistent with her need for current income and/or liquidity. Claimant requests compensatory damages in the amount of $175,000, plus interest, costs reimbursement of withdrawal penalties and commission disgorgement.

Broker Kaysi Fitzpatrick in Nylife Securities LLC Firm Has Customer Complaint

November 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kaysi Fitzpatrick (Fitzpatrick), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fitzpatrick recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on September 24, 2024.

The Customer alleges he was misled regarding fees when he purchased a variable universal life insurance policy in January 2024.

There are Recent Customer Complaints with Broker So Young Yom in Firm Nylife Securities LLC

October 29, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker So Young Yom (Yom), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yom recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 22, 2025.

The policyowner alleges that the RR did not fully explain the variable universal life insurance policies sold to her parents in December 2013, and that the ownership of the policies was transferred to her without her knowledge or consent. The policyowner has requested a refund of premiums paid.

Broker Joseph Pikulinski in Nylife Securities LLC Firm Has Customer Complaint

October 28, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Pikulinski (Pikulinski), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pikulinski recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on September 04, 2025.

Customer alleges she was not aware that her variable annuity purchased in May 2016 was replaced by a new variable annuity in April 2025.

There are Recent Customer Complaints with Broker Micheline Yacoub in Firm Nylife Securities LLC

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Micheline Yacoub (Yacoub), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Yacoub recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 14, 2022.

Customers allege the three separate Variable Annuity policies they purchased between March 2022 and April 2022 did not provide any benefit to them as the products contained fees and holding periods that were not explained. The customers further allege that one of the variable policies was explained to them to be a fixed policy.

Broker Aldric Johnson in Nylife Securities LLC Firm Has Customer Complaint

October 24, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aldric Johnson (Johnson), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Johnson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 16, 2022.

Customer alleges she was misled when she purchased a recommended Variable Life Insurance policy in October 2021. Customer requests the rescission of the policy.

Broker Nicole Pizzi in Nylife Securities LLC Firm Has Customer Complaint

October 22, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicole Pizzi (Pizzi), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Pizzi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 03, 2023.

Among other allegations, plaintiff alleges that in or about April 2019, he was persuaded to purchase what he was told was long term care coverage by taking a loan for $70,000. Plaintiff alleges he later learned that he purchased a New York Life insurance policy. Plaintiff also seeks a judgment in excess of $50,000 for alleged conversion of his property and monies.

There are Recent Customer Complaints with Broker John Fronckowiak in Firm Nylife Securities LLC

October 21, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Fronckowiak (Fronckowiak), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Fronckowiak recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $7,000.00 on January 09, 2023.

The customer alleged she communicated to RR Fronckowiak that she did not want an investment exposed to the stock market. However, she later realized her funds were invested in a variable annuity.

Broker Walter Collins in Nylife Securities LLC Firm Has Customer Complaint

October 19, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Walter Collins (Collins), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Collins recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $12,488.88 on April 18, 2023.

The customer alleged RR Collins advised him he would receive a yield of 4.78% or approximately $23,000 on a $500k par T-bill purchase made in or around March 2023. After the purchase, the RR realized he inadvertently provided incorrect information to the customer about the estimated dollar amount of the returns.

There are Recent Customer Complaints with Broker John Savini in Firm Nylife Securities LLC

October 18, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Savini (Savini), currently associated with Nylife Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Savini recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 19, 2023.

Customer alleges he was misled into rolling over his deferred compensation plan into a variable annuity in October 2022. Customer further alleges that the recommended VA now precludes him from withdrawing his money without surrender charges. Customer requests waiving the surrender charges so that he can move his assets.