Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Northern Trust Securities, Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Northern Trust Securities, Inc. is the broker-dealer and investment adviser of Northern Trust, offering brokerage, municipal securities dealing, private placements, financial planning, and portfolio management to individuals, families, and institutions. Based in Chicago and formed in 1979, the firm supports the wealth management business of Northern Trust Corporation.
Northern Trust Securities, Inc. – By the Numbers: