Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Norman Dsilva (Dsilva), currently associated with PFS Investments INC., has at least one disclosable event. These events include one customer complaint, alleging that Dsilva recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on December 15, 2025.
The Statement of Claim alleges that Mr. D’Silva failed to protect an elderly client from financial exploitation.