Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Stenger (Stenger), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Stenger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint on March 20, 2023.
Client alleges that the rate that he would be charged on his managed account was misrepresented. 2020-2023