Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Hasselkus (Hasselkus), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hasselkus recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $20,000.00 on January 13, 2023.
CLIENT ALLEGES, INTER ALIA, THAT THEIR INSTRUCTIONS TO TRANSFER THEIR ACCOUNT IN KIND TO THEIR NEW FIRM WERE NOT FOLLOWEDÂ 2022