Securities Lawyers Blog
A concentrated investment portfolio, a failure to diversify, or an investment with far more risk than the investor understood are common causes of large investment losses. The broker negligence attorneys at Gana Weinstein LLP help investors at firms such as Nexpoint Securities, Inc. determine whether their financial advisor breached the duty to recommend suitable investments and, when the advisor did, pursue recovery through FINRA arbitration.
NexPoint Securities is a broker-dealer that distributes real estate, credit, and capital markets investment funds, nearly all of which are sponsored by its affiliates NexPoint Asset Management and NexPoint Advisors. Formed in 2012 and based in Dallas, Texas, the firm is part of the NexPoint alternative investment platform and is licensed to sell securities across 53 states and territories.
Nexpoint Securities, Inc. – By the Numbers: