Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Neil Kitchie (Kitchie), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Kitchie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,001.00 on September 27, 2023.
Customer alleges representative made unsuitable recommendations to purchase alternative investments during the time period 2010-2014.