Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Natwest Markets Securities Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
NatWest Markets Securities Inc. is the U.S. broker-dealer of NatWest Markets, specializing in the purchase, sale, and financing of U.S. Treasury, agency, mortgage-backed, and corporate debt securities and in executing and clearing exchange-traded futures and options. Based in Stamford, Connecticut, the firm is a primary dealer in U.S. government securities and works mainly with global corporate and institutional counterparties and government sponsored entities.
Natwest Markets Securities Inc. – By the Numbers: