Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Nationwide Investment Services Corporation. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Nationwide Investment Services Corporation is a broker-dealer that underwrites mutual funds, sells variable life insurance and annuities, and provides wholesaling and marketing services for Nationwide affiliates along with educational services for retirement plan sponsors and participants. Formed in Oklahoma in 1974 and headquartered at One Nationwide Plaza in Columbus, Ohio, the firm is owned by Nationwide Life Insurance Company and ultimately by Nationwide Mutual Insurance Company, and it is registered in 52 states and territories.
Nationwide Investment Services Corporation – By the Numbers: