Securities Lawyers Blog
The securities lawyers at Gana Weinstein LLP represent investors who have been mistreated by their brokers and suffered investment losses. Our firm is experienced in bringing claims against brokerage firms, such as National Financial Services LLC, to hold Wall Street responsible for their misconduct. When a client contacts our firm they can expect that our attorneys will have the knowledge and ability to evaluate the potential claims and analyze their trading activity for red flags of misconduct. Our consultations are designed to help provide clients with all available options.
National Financial Services LLC is the Fidelity Investments broker-dealer that provides clearing, execution, settlement, and custody services for broker-dealers, registered investment advisers, and Fidelity’s own retail and capital markets businesses. Established in 1983, it is one of the largest clearing providers in the industry and services millions of customer accounts through several thousand broker-dealer and adviser relationships.
National Financial Services LLC – By the Numbers: