Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as National Bank of Canada Financial Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
National Bank of Canada Financial Inc. is the U.S. broker-dealer of National Bank of Canada, providing debt capital markets and fixed income, equity capital markets and equity sales and trading, global securities finance, and investment banking services. Registered with the SEC since 1988 and based on East 55th Street in New York, the firm is a member of the Depository Trust Company, the National Securities Clearing Corporation, and the Options Clearing Corporation.
National Bank of Canada Financial Inc. – By the Numbers: