Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathaniel Meissner (Meissner), previously associated with Green Vista Capital, LLC, has at least one disclosable event. These events include one customer complaint, alleging that Meissner recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,450,000.00 on September 17, 2025.
CLAIMANT ALLEGES VIOLATION OF SECTION 10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 10B-5; FRAUDULENT MISREPRESENTATION / FRAUDULENT INDUCEMENT; UNSUITABILTY / NEGLIGENT RECOMMENDATION UNDER FINRA RULE 2111; PRIVATE SECURITIES TRANSACTIONS WITHOUT PROPER NOTICE/APPROVAL ("SELLING AWAY") (FINRA RULE 3280); BREACH OF FIDUCIARY DUTY; VIOLATION OF CALIFORNIA CORPORATIONS CODE § 25401; VIOLATION OF WYOMING STATUTES ANNOTATED § 17-4-501; UNJUST ENRICHMENT / DISGORGEMENT.