Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathan Stucky (Stucky), previously associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging that Stucky recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $26,000.00 on October 25, 2023.
Customer alleges that from early 2022 to the present, the accounts have been improperly managed and invested in unsuitable investments.