Nathan Goad

Currently financial advisor Nathan Goad (Goad), currently employed by brokerage firm J. Alden Associates, INC. has been subject to at least 2 disclosable events. These events include 2 customer complaints. According to a BrokerCheck reports most of the recent customer complaints concern either corporate debt securities or alternative investments such as direct participation products (DPPs) like business development companies (BDCs), non-traded real estate investment trusts (REITs), oil & gas programs, annuities, and private placements. The attorneys at Gana Weinstein LLP have represented hundreds of investors who suffered losses caused by these types of high risk, low reward products.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $3,808,192.49 on September 15, 2025.

Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad of private placements which occurred between March 2022 and June 2025.

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nathan Goad (Goad), currently associated with J. Alden Associates, INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Goad recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on April 14, 2025.

Breach of Fiduciary duty, negligence, misrepresentation based upon the recommendation by the rep Nate Goad of Key City Capital and RAD Diversified placements which occurred between October 2022 and January 2023.

Articles Tagged with Nathan Goad

Broker Nathan Goad in J. Alden Associates, INC. Firm Has Customer Complaint

Broker Nathan Goad in J. Alden Associates, INC. Firm Has Customer Complaint