Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Naafe Hakeem (Hakeem), currently associated with J.P. Morgan Securities LLC, has at least one disclosable event. These events include one customer complaint, alleging that Hakeem recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $115,141.31 on September 10, 2025.
Customer alleges unauthorized trading regarding managed account investment. Activity dates 5/29/25 through 10/2/25