Morgan Stanley

Broker Lawrence Perl in Morgan Stanley Firm Has Customer Complaint

November 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Lawrence Perl (Perl), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Perl recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on June 23, 2022.

POA VERBALLY ALLEGED THAT BONDS WERE PURCHASED WITHOUT HER PRIOR AUTHORIZATION. THE TRADES WERE CANCELLED AT A LOSS TO FIRM IN THE AMOUNT OF $28,692.52.- February 2022 to March 2022.

Broker Nicholas Tolk in Morgan Stanley Firm Has Customer Complaint

November 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nicholas Tolk (Tolk), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Tolk recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 14, 2022.

CLIENT ALLEGED THAT THERE WERE UNAUTHORIZED TRADES DONE IN THEIR ACCOUNT 2022 DAMAGES UNSPECIFIED

Broker Alfonso Duarte Rioseco in Morgan Stanley Firm Has Customer Complaint

November 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alfonso Duarte Rioseco (Duarte Rioseco), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Duarte Rioseco recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on July 21, 2022.

CLIENT ALLEGES THAT THEIR INSTRUCTIONS TO LIQUIDATE THEIR ACCOUNT IN APRIL 2022 WERE NOT FOLLOWED. DAMAGES UNSPECIFIED

There are Recent Customer Complaints with Broker Erik Hanson in Firm Morgan Stanley

November 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Erik Hanson (Hanson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Hanson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $210,000.00 on July 26, 2022.

CLIENT’S ATTORNEY ALLEGED THAT RECOMMENDATION TO INVEST IN BOND FUND WAS NOT IN THE CLIENT’S BEST INTEREST. 2021

There are Recent Customer Complaints with Broker Larry Shaw in Firm Morgan Stanley

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Larry Shaw (Shaw), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Shaw recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 02, 2022.

Allegation including time frame: Client expressed dissatisfaction with call writing strategies employed in his account from December 2019 through February 2022.

There are Recent Customer Complaints with Broker Roberto Vila in Firm Morgan Stanley

November 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Roberto Vila (Vila), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Vila recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on August 03, 2022.

The customer alleges unsuitable investment recommendations that contradicted their best interest and unauthorized trading. The customer also alleges that misleading reports were presented, omitting pertinent information from 4/1/2014 to 4/31/2022. .

There are Recent Customer Complaints with Broker Michael Coughlin in Firm Morgan Stanley

November 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Coughlin (Coughlin), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Coughlin recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $500,000.00 on August 22, 2022.

Claimant alleges, inter alia, unsuitability with regards to investment in accounts – Jan 2009 – Nov 2021

There are Recent Customer Complaints with Broker Steven Wurzer in Firm Morgan Stanley

November 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Steven Wurzer (Wurzer), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Wurzer recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on October 05, 2022.

CLIENT ALLEGES THAT HIS INSTRUCTIONS TO INVEST IN A RISK FREE FUND WERE NOT FOLLOWED 2021

Broker Donald Harrell in Morgan Stanley Firm Has Customer Complaint

November 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Harrell (Harrell), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Harrell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $135,170.00 on October 17, 2022.

TRUSTEE ALLEGES ALLOCATION AND INVESTMENT STRATEGY OF TRUST ACCOUNT WAS UNSUITABLE 202-2022

Broker Christopher Schofield in Morgan Stanley Firm Has Customer Complaint

November 2, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Schofield (Schofield), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Schofield recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $130,000.00 on December 13, 2022.

Claimant alleges, inter alia unsuitability with respect to investments and Liquidity Access Line