Articles Tagged with Morgan Stanley

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Linda Schnell (Schnell), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Schnell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $330,000.00 on June 08, 2023.

Claimant alleged, inter alia, that the investments strategy executed in the client’s account was unsuitable – 2020-2022

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Chris Moyseos (Moyseos), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Moyseos recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $585,000.00 on June 22, 2023.

Claimant alleges, inter alia, That the investments strategy executed in the client’s account was unsuitable – 2020-2022

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Brian Currie (Currie), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Currie recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $70,283.32 on June 28, 2023.

Claim alleges, inter alia,  breach of fiduciary duty with respect to trading in managed account (2020 -2023)

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gregory Sain (Sain), currently associated with Morgan Stanley, has at least 2 disclosable events. These events include 2 customer complaints, alleging that Sain recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $750,000.00 on July 12, 2023.

Claimants alleges, inter alia, That the investments strategy executed in their account was unsuitable -2022- 2023

Continue Reading

| by

According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Robert Knutson (Knutson), previously associated with Morgan Stanley, has been subject to at least one disclosable event. These events include one customer complaint. Several of those complaints against Knutson  concern allegations of high frequency trading activity also referred to as churning or excessive trading among other securities laws violations.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $44,015,038.00 on July 11, 2023.

Claimants allege, inter alia, Excessive trading with respect to investments – 2013 to 2022

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Aaron Liu (Liu), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Liu recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on May 12, 2025.

CLIENT ALLEGES MISREPRESENATION WITH RESPECT TO INVESTMENT STRATEGY IMPLEMENTED IN HER ACCOUNT

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Philippe Crane (Crane), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Crane recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on April 23, 2025.

CLIENT ALLEGED THAT COVERED CALL OPTION STRATEGY RECOMMENDED TO HIM WAS NOT IN HIS BEST INTERESTS. 2024

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Steele (Steele), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Steele recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 01, 2025.

Client alleges unsuitable investment recommendations.

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Doherty (Doherty), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Doherty recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $916,218.00 on July 24, 2025.

ATTORNEY FOR EXECUTORS OF ESTATE OF DECEASED CLIENT ALLEGES THAT OPTION TRADING STRATEGY WAS UNSUITABLE FOR THE CLIENT 2015-2024

Continue Reading

| by

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joseph Genzardi (Genzardi), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Genzardi recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $5,000,000.00 on June 13, 2025.

Client’s attorney alleged, inter alia, that the recommendation to invest in a preferred stock was not in their best interest  2021

Continue Reading
Contact Information
295 Madison Ave #705
New York, NY 10017
Toll Free: 800-810-4262
3706 N Greenview Ave
#100
Chicago, IL 60613
28 Valley Rd
#1
Montclair, NJ 07042
ATTORNEY ADVERTISING

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2025, Gana Weinstein LLP
JUSTIA Law Firm Blog Design