Morgan Stanley

There are Recent Customer Complaints with Broker Damon Gallagher in Firm Morgan Stanley

September 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damon Gallagher (Gallagher), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gallagher recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on March 16, 2023.

Claimants alleges, failure to supervise with respect to Financial Advisor’s management of accounts 2019 – 2022

Broker Michael Farrell in Morgan Stanley Firm Has Customer Complaint

September 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Farrell (Farrell), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Farrell recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on March 16, 2023.

Claimants alleges, failure to supervise with respect to Financial Advisor’s management of accounts 2019 – 2022

Broker John Gascoyne in Morgan Stanley Firm Has Customer Complaint

September 15, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Gascoyne (Gascoyne), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Gascoyne recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 17, 2023.

Client Alleges, Inter alia, misrepresentation with respect to private equity investments 2018-2020

There are Recent Customer Complaints with Broker Jeff Wiley in Firm Morgan Stanley

September 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeff Wiley (Wiley), previously associated with Morgan Stanley, has at least 3 disclosable events. These events include 3 customer complaints, alleging that Wiley recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on March 21, 2023.

CLIENT VERBALLY ALLEGED THAT HE DID NOT GIVE AUTHORIZATION TO PURCHASE THE SECURITIES IN THE ACCOUNT. THE MATTER WAS SETTLED FOR $35,000.00- April 2021-June 2021

There are Recent Customer Complaints with Broker Michael Sherrill in Firm Morgan Stanley

September 13, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Sherrill (Sherrill), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Sherrill recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on March 30, 2023.

Claimants allege, inter alia, unsuitability with respect to managed account – 2019 to 2022

There are Recent Customer Complaints with Broker David Schneider in Firm Morgan Stanley

September 12, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Schneider (Schneider), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Schneider recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 03, 2023.

Claimant alleges, inter alia, unsuitability with regards to investments in account from 2021 through 2022.

There are Recent Customer Complaints with Broker James Erickson in Firm Morgan Stanley

September 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Erickson (Erickson), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Erickson recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 11, 2023.

Client alleged, inter alia, that her instructions to invest her funds in safe short-term investments were not followed. 2021-2022

There are Recent Customer Complaints with Broker Joshua Westerman in Firm Morgan Stanley

September 10, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Westerman (Westerman), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Westerman recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 13, 2023.

Client’s attorney alleges, inter alia, that investments and strategy recommended by FA were unsuitable, 2021-2023

Broker Allen Short in Morgan Stanley Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Allen Short (Short), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Short recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on April 24, 2023.

Client alleges investment strategy to diversify concentrated stock positions was misrepresented with respect to tax consequences. 2022

There are Recent Customer Complaints with Broker Sally Ann Weger in Firm Morgan Stanley

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Sally Ann Weger (Weger), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Weger recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on April 28, 2023.

Claimant alleges, inter alia, breach of fiduciary duty with respect to transfer of death designation added to the client’s account.