Morgan Stanley

There are Recent Customer Complaints with Broker Maury Lomax in Firm Morgan Stanley

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Maury Lomax (Lomax), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Lomax recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,000,000.00 on June 21, 2023.

Claimants alleged, inter alia, that the investments strategy executed in the clients’ account was not In their best interests – 2020-2022

Broker Damon Stewart in Morgan Stanley Firm Has Customer Complaint

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Damon Stewart (Stewart), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Stewart recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $1,667,000.00 on June 20, 2023.

Client alleges, inter alia, breach of fiduciary duty with respect to handing of account authorization changes and distributions requested by the client’s wife July 2018 – Aug 2018.

There are Recent Customer Complaints with Broker Robert Fairchild in Firm Morgan Stanley

June 17, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robert Fairchild (Fairchild), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Fairchild recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on July 07, 2001.

CLIENT COMPLAINED THAT ML RECOMMENDED LUCENT WHEN THEY SHOULD NOT HAVE THAT. I WWOULD NOT SELL HIS STOCK WHEN HE WANTED TO.

There are Recent Customer Complaints with Broker Tricia Zelinka in Firm Morgan Stanley

June 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Tricia Zelinka (Zelinka), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Zelinka recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 14, 2023.

Claimant alleged, inter alia, that the investments strategy executed in the client’s account was unsuitable 2021-2023

Broker Edward Carchia in Morgan Stanley Firm Has Customer Complaint

June 14, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Carchia (Carchia), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Carchia recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on December 14, 2023.

Claimant alleged, inter alia, that the investments strategy executed in the client’s account was unsuitable 2010-2023

Broker Matias Cavalieri in Morgan Stanley Firm Has Customer Complaint

June 7, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matias Cavalieri (Cavalieri), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Cavalieri recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint on January 24, 2024.

Claim made by Estate of deceased client alleges, inter alia, unauthorized trading with respect to equity investments – August 2014 through November 2015

Broker Stephen Mihalek in Morgan Stanley Firm Has Customer Complaint

June 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Stephen Mihalek (Mihalek), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Mihalek recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint on January 31, 2024.

Customer alleges unauthorized trading regarding managed account investments. Activity dates 11.30.23 – 12.14.23.

Broker Adonna Allgood Kamens in Morgan Stanley Firm Has Customer Complaint

June 5, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Adonna Allgood Kamens (Allgood Kamens), previously associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Allgood Kamens recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $40,000.00 on February 02, 2024.

Executrix of estate alleges, inter alia, failure to supervise with respect to the margin balance maintained in the deceased client’s account after he passed away and the estate was being settled 2016-2023 .

Broker Joshua Washington in Morgan Stanley Firm Has Customer Complaint

June 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Joshua Washington (Washington), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Washington recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $115,070.00 on February 12, 2024.

Claimant alleges, inter alia, that the client did not authorize the use of margin to fund a wire transfer and that his instructions to liquidate securities to fund the transfer were not followed

Broker Marc Meran in Morgan Stanley Firm Has Customer Complaint

June 3, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Marc Meran (Meran), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that Meran recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $10,000.00 on February 13, 2024.

Claimant alleged that her Financial Advisor (FA), during an unspecified period of time while at Wells Fargo, made unsuitable investment recommendations inconsistent with her investment needs and objectives.\, Claimants also alleged that continuing to hold those positions while at Morgan Stanley was unsuitable – 2022 to 2023.