Articles Tagged with Moomoo Financial INC.

Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Moomoo Financial Inc.. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.

Moomoo Financial is an online broker-dealer offering commission-free trading in stocks, options, and exchange-traded funds through the moomoo platform on web, mobile, and desktop, along with market data, charting, screening, and research tools. Formed in Delaware in 2015, the firm is part of Futu Holdings, and the moomoo platform’s United States operations are headquartered in Jersey City, New Jersey.

Moomoo Financial Inc. – By the Numbers:

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zachary White (White), currently associated with Moomoo Financial INC., has at least one disclosable event. These events include one customer complaint, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on September 26, 2025.

Claimant alleges that Respondent and the firm violated the Florida Deceptive Trade Practices Act and breached a verbal agreement by agreeing to transfer the claimant's assets and waive transfer fees, but subsequently refusing to transfer the funds in alleged retaliation for a prior FINRA case. Claimant asserts that the refusal was willful and intentional, without legal justification, and claims resulting stress and loss of a transfer promotion. Claimant seeks $10,000 in damages.

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