Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Zachary White (White), currently associated with Moomoo Financial INC., has at least one disclosable event. These events include one customer complaint, alleging that White recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $10,000.00 on September 26, 2025.
Claimant alleges that Respondent and the firm violated the Florida Deceptive Trade Practices Act and breached a verbal agreement by agreeing to transfer the claimant's assets and waive transfer fees, but subsequently refusing to transfer the funds in alleged retaliation for a prior FINRA case. Claimant asserts that the refusal was willful and intentional, without legal justification, and claims resulting stress and loss of a transfer promotion. Claimant seeks $10,000 in damages.