Securities Lawyers Blog
Our law firm represents individual and institutional investors that have been mistreated by their brokers and brokerage firms, such as Moody Capital Solutions, Inc. Many investors do not recognize broker misconduct in their accounts, and those that do are often hesitant to seek help. Broker misconduct spans many issues that violate industry rules, including unauthorized trading, breach of fiduciary duty, unsuitable asset allocation, and churning. The attorneys at Gana Weinstein LLP can analyze your accounts and investments to determine if there was misconduct in the handling of your account.
Moody Capital Solutions is a boutique investment banking broker-dealer that advises companies on rights offerings, mergers and acquisitions, private placements, public offerings, and debt financing. Organized in Pennsylvania in 1984 and previously known as Penn Center Investments, RedChip Securities, and MidSouth Capital Markets Group, the firm is headquartered in Alpharetta, Georgia, and also maintains an office in New York City.
Moody Capital Solutions, Inc – By the Numbers: