MOLONEY SECURITIES CO.

There are Recent Customer Complaints with Broker Ronald Mcleod in Firm Moloney Securities Co., INC.

October 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Ronald Mcleod (Mcleod), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Mcleod recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $400,000.00 on November 28, 2022.

Negligence; breach of fiduciary duty; negligent supervision

Broker Edward Balmes in Moloney Securities Co., INC. Firm Has Customer Complaint

October 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Edward Balmes (Balmes), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Balmes recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $99,000.00 on November 28, 2022.

Suitability/negligence

There are Recent Customer Complaints with Broker Thomas Van Horn in Firm Moloney Securities Co., INC.

September 16, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Thomas Van Horn (Van Horn), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Van Horn recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $50,000.00 on March 13, 2023.

Suitability/negligence. 2020

There are Recent Customer Complaints with Broker Nader Gandevani in Firm Moloney Securities Co., INC.

September 11, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Nader Gandevani (Gandevani), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Gandevani recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $75,000.00 on April 11, 2023.

Suitability/negligence. 2021

There are Recent Customer Complaints with Broker James Kekeris in Firm Moloney Securities Co., INC.

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker James Kekeris (Kekeris), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Kekeris recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $750,000.00 on May 02, 2023.

Suitability/negligence. 2015-2023

Broker Gretchen Schorr in Moloney Securities Co., INC. Firm Has Customer Complaint

September 8, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Gretchen Schorr (Schorr), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Schorr recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $30,000.00 on April 24, 2023.

Suitability/negligence. 2019

There are Recent Customer Complaints with Broker Robin Schultz in Firm Moloney Securities Co., INC.

September 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Robin Schultz (Schultz), currently associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Schultz recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $149,000.00 on May 22, 2023.

Suitability/negligence. 2020-2021

Broker Donald Morgan in Moloney Securities Co., INC. Firm Has Customer Complaint

September 1, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Morgan (Morgan), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one customer complaint, alleging that Morgan recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a settled customer complaint with a damage request of $1,000,000.00 on May 30, 2023.

Suitability/Negligence

Broker Jeffrey Cohen in Moloney Securities Co., INC. Firm Has Customer Complaint

August 31, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Jeffrey Cohen (Cohen), previously associated with Moloney Securities Co., INC., has at least one disclosable event. These events include one regulatory event, alleging that Cohen recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a final customer complaint on June 05, 2023.

Without admitting or denying the findings, Cohen consented to the sanction and to the entry of findings that he declined to produce information or documents requested by FINRA during the course of its investigation that originated from allegations regarding the sale of securities through one of his prior OBAs in an arbitration matter disclosed on his Form U4.

There are Recent Customer Complaints with Broker Matthew Vance in Firm Moloney Securities Co., INC.

August 23, 2025 | by Staff Attorney

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthew Vance (Vance), previously associated with Moloney Securities Co., INC., has at least 2 disclosable events. These events include 2 customer complaints, alleging that Vance recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.

FINRA BrokerCheck shows a pending customer complaint with a damage request of $500,000.00 on June 24, 2025.

Suitability/negligence. 2019-2020