Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Donald Hancock (Hancock), currently associated with Moloney Securities Co., Inc., has at least 2 disclosable events. These events include one customer complaint, one regulatory, alleging that Hancock recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a pending customer complaint with a damage request of $359,325.61 on September 30, 2024.
Suitability/negligence. 2021