Securities Lawyers Blog
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Molly Vannier (Vannier), currently associated with Edward Jones, has at least one disclosable event. These events include one customer complaint, alleging that Vannier recommended unsuitable investments in different investment products including debt securities among other allegations and complaints.
FINRA BrokerCheck shows a settled customer complaint with a damage request of $55,000.00 on November 15, 2022.
Plaintiff, individually and as personal representative of the client's estate, asserts various claims alleging Defendants failed to properly disburse decedent's accounts. Specifically, Plaintiff alleges that on or about September 27, 2021, Defendants permitted a disbursement from the decedent's account to another individual when the Plaintiff was the proper beneficiary.